Peter Morris is a senior portfolio manager at Robearn Investments.As part of his role he often makes internal presentations at Robearn concerning current market conditions and his view on the various companies in the sector that he covers.Due to his high profile and experience,Morris is approached to make public speeches and presentations on similar matters at industry dinners and conferences in return for financial compensation.According to Standard IV(B)Additional Compensation Arrangements,Morris should:

 

　　A.Refuse the offer

 

　　B.Disclose to Robearn the potential additional compensation from public speaking prior to engaging in the activity

 

　　C.Obtain written consent from all parties involved prior to engaging in any public speaking

 

　　【Answer:C】

　　考点解析

 

　　Morris是高级组合经理，他会做一些内部演讲，关于市场状况和他所覆盖的领域的公司状况。由于他的资质和经历，Morris也会做一些有偿的公共演讲，内容也是关于市场状况和公司状况。

 

　　问题是：根据额外报酬的标准，Morris应该怎么做。

 

　　会员和考生不得在获得所有相关方的书面同意前，从事任何与雇主利益冲突、或者有足够理由相信会导致与雇主利益冲突的礼品、好处和报酬。

 

　　笔记1

 

　　报酬的范围很广，可以来自客户，也可以来自第三方，直接的或者间接的报酬。

 

　　笔记2

 

　　书面的同意包括了任何可以形成文件的形式，例如，电子邮件。

 

　　笔记3

 

　　对于除雇主给予的报酬之外附加的报酬，应该立即向雇主做出书面的报告，报告中需要包括将要提供的服务和获得的报酬。

 

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